Operational Status of Corporate Governance Promotion Committee
Key Members
President (Chairperson)
Administration Sr. Vice President
Business Sr. Vice President
Operation Sr. Vice President
Planning Sr. Vice President
Board Secretariat manager
Vice President of Financial Division
Main Duties
Review appropriateness and effectiveness of the Corporations organizational efficiency and ensure consistency with management duties.
Review effectiveness of internal risk management, audits, and control procedures, and implement control measures for potential risks.
Review operational procedures for Corporation information and disclosures to ensure the accuracy and transparency of information disclosed to the public.
Review legal compliance of operational processes and implement control strategies.
Formulate and review the Corporations implementation of corporate social responsibility, ethical management policies, guidelines, and specific promotion plans.
Formulate plans for activities to enhance investor relations.
Track the Corporations preparations for corporate governance evaluations.
Track Board resolutions relating to corporate governance.
Formulate plans for other major corporate governance strategies.
Year 2023 Operational Status
Review the implementation status of the specific management plan for company's human rights policy.
Review the annual plan and implementation status of the Corporate Governance Planning team, Sustainable Development team and Ethical Management team under the Corporate Governance Promotion Committee.
Review the overall corporate governance, sustainable development, ethical management, and implementation status.
Examine the Year 2023 of information security governance, management, and implementation status.
Review the information disclosure system.
Review the legal compliance system and implementation status.
Review the progress report of the company's risk management.
Review of the plan to enhance investor relations.
Review the succession planning of the important management.
Check the preparation progress and implementation status of corporate governance evaluation.
Discuss the strategy of other major corporate governance matters.
Keep track of the board's resolutions related to corporate governance.
The meeting is held by every 2 months or at any time in response to the needs of special topics.
The report of the implementation and achievements status of relevant corporate governance initiatives is regularly reported to the Board of Directors every year. The above report is presented to the 3rd meeting of the 10th Board on June 20, 2023.
Operational Status of Each Team under Corporate Governance Promotion Committee
Teams
Corporate Governance Planning Team
Key Members
Composed of representatives from all departments
Main Duties
Deal and track the Corporations preparations for corporate governance evaluations.
Deal and track the corporate governance external evaluations progress.
Facilitate and implement various policies and measures related to corporate governance.
Year 2023 Operational Status
Strengthen various policies and measures related to Corporate governance in accordance with TWSE Corporate Governance Evaluation System and CG6011/CG6012 Corporate Governance Evaluation indications.
Plan and build for English Website of ESG and Corporate Governance Zone.
A quarterly meeting is held to review the implementation of axiomatic governance.
Teams
Sustainable Development Team
Key Members
Composed of representatives from all departments
Main Duties
Coordinate the Corporation's recent developments and goals in corporate sustainability.
Formulate future long-term strategies and guidelines for sustainable development promotion.
Oversee internal units responsible for planning and proposing annual sustainable development strategies and plans in their specific area of business.
Coordinate various departments in implementing sustainable development activities and projects.
Review and finalize sustainable development report.
Other tasks relating to review or compilation of sustainable development matters.
Year 2023 Operational Status
Confirm thesustainable development strategy of next year.
Plan the implementation plan of the sustainable development strategy of next year
Formulate the overall planning of the Corporation's recent enterprise sustainable development direction and goal.
Coordinate various activities and projects from each department for the implementation of sustainable development .
Responsible for the review and finalization of thesustainable development report, and issued in June 2023.
The meeting is held quarterly, and the sustainable development promotion status is regularly reported to the Board of Directors every year. The above report is presented to the 3rd meeting of the 10th Board on June 20, 2023.
Teams
Ethical Management team
Key Members
Composed of representatives from all departments
Main Duties
Integrate ethical values into the Corporation's operational strategies and establish measures to ensure ethical management in accordance with laws and regulations.
Establish programs containing standard operating procedures and behavioral guidelines for work duties to prevent unethical behavior.
Plan internal organization, preparation, and job duties for mutual supervision and balance of operational activities at high risk of unethical behavior.
Promote and coordinate ethical management policies and training.
Plan systems for reporting ethical violations to ensure effective implementation.
Assist the Board and management in reviewing and assessing effective operation of ethical management measures, and periodically assess and report on adherence of relevant processes.
Year 2023 Operational Status
Check the inspection system and establish measures to ensure ethical management in accordance with laws and regulations.
Amend the Corporation's "Ethical Corporate Management Best Practice Principles" and stipulate Corporation's "Procedures for Ethical Corporate Management and Guidelines for Conduct" and "Declaration of Compliance with Ethical Management Policies“.
Formulate plans to prevent dishonesty, and set standard operating procedures and behavior guidelines for work operations in each plan.
The compliance with laws and regulations is regularly checked through a sound internal audit, accounting and internal control system. Each unit also conducts a monthly inventory and establishes a legal variation management system. The Legal Office regularly holds a meeting of legal compliance representatives every quarter to discuss related issues and important laws and regulations.
Promote and ensure the implementation of "Ethical Corporate Management Best Practice Principles" based on the job responsibilities of each unit, and report the status to the Board of Directors every year. The above report is presented to the 3rd meeting of the 10th Board on June 20, 2023.
The Corporation has arranged the trainings for implementing the Corporation's internal ethical knowledge and strengthening the ability of defending anti-corruption, the training implementation status for 2023 were as follows:
The Corporate ethical management course for junior-level managers and general employees are held for a total of 4,544 participants and ran for a total 2,272 hours.
324 new recruiting employees participated in this training, accounting for 6.8% of total employees.
Training courses for preventing of insider trading are held for a total of 4,686 participants and ran for a total of 2,343 hours.
